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PREPARING FOR THE OUTCOME OF THE SEC’S PRIVATE FUND RULES LITIGATION
June 4 @ 2:00 pm – 3:00 pm EDT
Free
1 CPE credit
The Details
Last year, the Securities and Exchange Commission adopted new rules and amendments to enhance the regulation of private fund advisers and update the existing compliance rule that applies to all investment advisers. Following a lawsuit and hearing, the financial services community is waiting for a decision from the US Court of Appeals. The results of the decision could create a significant burden for the industry. Join us to learn what you should be doing to prepare and to discuss the topics below.
- Notable aspects of the new rules including new restrictions, audit requirements, and quarterly reporting statements
- How the new rules impact small, middle, and large market funds
- Current trajectory of the legal challenges to the SEC’s rules
- The rules’ long-term impact on the private funds industry
Live webinar participants are anticipated to qualify for 1 CPE credit in the Specialized Knowledge field of study.
